Business ❯ Corporate Governance ❯ Regulatory Compliance

Securities and Exchange Commission

Registration Statements Investigations Forward-Looking Statements Legal Charges Investor Relations Fraudulent Practices Form 8-K Filings Tesla Inc. Cybersecurity Disclosures Nvidia Corp Form 10-K Delisting Procedures Insider Trading Fines and Settlements Nasdaq Settlement Agreements Settlements Nasdaq Delisting Environmental Disclosures Legal Affairs Supermicro Disclosure Rules Civil Penalties Labor Department Reporting Requirements SEC Filings Prospectus Filing AppLovin Accounting Violations Policy Changes Disclosure Requirements Proxy Statements Form 10-Q Filing Material Misrepresentation Regulation A Offering Draft Registration Statements IPO Filings IPO Process Prospectus Filings Public Offerings Bally's SEC Filing

Bally’s Issues Going‑Concern Warning as Chicago Build‑Out Pauses

The filing raises immediate funding questions for Bally’s multi‑billion dollar projects because the company must meet lender cash and leverage targets by May 2027.

Kenneth Leech Pleads Guilty to Obstructing SEC Probe

Humacyte Prices $50 Million Stock Offering to Fund Symvess Push

SpaceX Flags Water Access as Material Risk in Amended IPO Filing

Phoenix Energy Sets Q1 2026 Earnings Call and 10‑Q Filing Window

Seaport Therapeutics Prices Upsized $255 Million IPO at $18 Ahead of Nasdaq Debut

SEC Closes Faraday Future Probe Without Charges

Upexi Files $1 Billion Shelf to Fund Operations, Expand Solana Treasury

Nasdaq Flags Alt5 Sigma for Listing Noncompliance After Missed Quarterly Report

Vivakor Prices $3.5 Million Registered Direct Offering to a Single Investor

SEC Probing AppLovin’s Data Practices After Whistleblower, Reports Say

VivoPower Raises $19 Million at Premium to Expand XRP Treasury, Pay Down Debt