Finance ❯ Investments ❯ Exchange-Traded Funds ❯ Leveraged ETFs

Regulatory Compliance

SEC Halts Review of 3x–5x ETF Filings Over 2x VaR Rule

Issuers have been told to revise strategies to meet the 200% risk cap or withdraw their applications.

SEC Questions Compliance of 3x–5x Leveraged ETF Filings as Shutdown Slows Review