Financial Markets

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4 ARTICLES

6d ago

FCA Seeks Injunction to Stop Neil Woodford’s W4.0 From Offering Unauthorised Advice

The regulator says the UAE-registered subscription site has crossed into regulated investment advice and financial promotions which could lead a court to bar its UK-facing activities.

3 ARTICLES

2w ago

Former Casino CEO Jean-Charles Naouri Gets Four-Year Sentence in Market-Manipulation and Corruption Case

8 ARTICLES

5mo ago

Government Tables Securities Markets Code Bill, To Face Finance Panel Review

20 ARTICLES

5mo ago

Mexico Formally Revokes Vector’s Brokerage License After Firm’s Voluntary Exit Request

5 ARTICLES

6mo ago

SEBI Clears Pranav Adani of Insider-Trading Allegations in Adani Green–SB Energy Case

6 ARTICLES

6mo ago

FCA Brings Forward End of Motor Finance Complaints Pause to May 2026

8 ARTICLES

6mo ago

Union Moves to Force CFPB Funding as Agency Shifts Cases to DOJ

9 ARTICLES

7mo ago

FCA Pushes Car Finance Redress Consultation to 12 December After Backlash

7 ARTICLES

7mo ago

ASIC Unveils Markets Roadmap, Puts $200 Billion Private Credit on Notice

5 ARTICLES

9mo ago

SEBI Searches Avadhut Sathe’s Trading Academy as Finfluencer Crackdown Intensifies

4 ARTICLES

9mo ago

RBI Signals Gradual Pivot to Principle- and Outcome-Based Regulation

3 ARTICLES

last yr.

SEC Chair Nominee Paul Atkins Faces Scrutiny Over $328M Wealth, Financial Ties

3 ARTICLES

last yr.

ED Charges 54, Including 19 Broking Firms, in ₹5,600 Crore NSEL Fraud Case

Financial Markets

FCA Seeks Injunction to Stop Neil Woodford’s W4.0 From Offering Unauthorised Advice

CFPB Orders Nearly All Staff to Move to Washington Headquarters

SFC Raids Hong Kong Units of Two Major Chinese Brokerages

FCA Vows to Defend £9.1 Billion Car‑Finance Redress After Four Legal Challenges

Mercedes‑Benz Appeals FCA Car Finance Redress Scheme

Lenders Drop Legal Fight, Clearing Way for FCA’s £9.1bn Car Finance Payout Plan

OCC and FDIC Finalize Rule Removing ‘Reputation Risk’ From Bank Supervision

UK Overhauls Sanctions Enforcement as OFSI’s New Penalty Regime Takes Effect

Former Casino CEO Jean-Charles Naouri Gets Four-Year Sentence in Market-Manipulation and Corruption Case

Government Tables Securities Markets Code Bill, To Face Finance Panel Review

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Financial Markets

Mexico Formally Revokes Vector’s Brokerage License After Firm’s Voluntary Exit Request

SEBI Clears Pranav Adani of Insider-Trading Allegations in Adani Green–SB Energy Case

FCA Brings Forward End of Motor Finance Complaints Pause to May 2026

Union Moves to Force CFPB Funding as Agency Shifts Cases to DOJ

FCA Pushes Car Finance Redress Consultation to 12 December After Backlash

ASIC Unveils Markets Roadmap, Puts $200 Billion Private Credit on Notice

SEBI Searches Avadhut Sathe’s Trading Academy as Finfluencer Crackdown Intensifies

RBI Signals Gradual Pivot to Principle- and Outcome-Based Regulation

SEC Chair Nominee Paul Atkins Faces Scrutiny Over $328M Wealth, Financial Ties

ED Charges 54, Including 19 Broking Firms, in ₹5,600 Crore NSEL Fraud Case

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Financial Markets