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U.S. Bank Regulators Affirm Equal Capital, Collateral Treatment for Tokenized Securities

New FAQs make the capital framework technology neutral across blockchain types, effective immediately without altering existing rules.

Overview

  • The Federal Reserve, FDIC and OCC said eligible tokenized instruments should be treated the same as their non‑tokenized equivalents for regulatory capital.
  • The guidance applies to assets issued on permissioned or permissionless blockchains, reflecting a consistent approach regardless of network design.
  • Eligible tokenized securities may be recognized as financial collateral under the same haircuts and legal criteria required for traditional securities.
  • Derivatives that reference tokenized securities receive the same capital treatment as derivatives tied to conventional forms of the same assets.
  • Banks must still meet existing legal, operational, valuation, AML and risk‑management standards, with SEC guidance continuing to govern securities‑law questions including synthetic tokens.