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SEC Proposes Rescinding Two NMS Rules That Block On‑Chain Stock Trades

The agency’s move removes trade-through and locked-quote constraints that have prevented automated market makers from operating with tokenized U.S. shares.

Overview

  • The SEC proposed rescinding Regulation NMS Rules 611 and 610(e) on June 11, 2026, and opened a 60-day public comment period to start formal rulemaking.
  • Rule 611 bars executing a trade at a worse price than a protected quote on another venue and Rule 610(e) restricts locked or crossed quotes; regulators say removing them would simplify market structure and cut costs.
  • Analysts say the change clears a key technical barrier for automated market makers, which price trades from liquidity pools and cannot check or route against exchange quotes in real time.
  • Even if the rules are repealed, tokenized U.S. equities would still need to satisfy exchange or ATS registration, clearing and settlement processes, and protections that preserve shareholder rights.
  • Market watchers expect further SEC steps including an innovation exemption or pilot exemptive relief before any broad on‑chain trading is allowed and some forecast a final decision as early as Q1 2027.